ASIFMA Webinar: Joint ASIFMA-HSF Briefing on MAS IAC Guidelines and Information Paper on Culture and Conduct Practices of FIs
Doing what is right and ethical
MAS Guidelines on Individual Accountability and Conduct and Information Paper on Culture and Conduct Practices of FIs
FRIDAY, 25 SEPTEMBER 2020
12:00 pm – 1:00 pm (SGT)
On 10 September 2020, the Monetary Authority of Singapore (MAS) issued an Information Paper on the culture and conduct practices of financial institutions (FIs), which sets out nine culture and conduct outcomes (C&C Outcomes) for FIs to work towards to develop and entrench a strong culture of responsibility and ethical behaviour within their organisations. C&C Outcome 9 refers to MAS’ much-anticipated and long-awaited Guidelines on Individual Accountability and Conduct (IAC Guidelines), which have finally been issued and require FIs to work towards five accountability and conduct outcomes. While the IAC Guidelines are not markedly different from what was initially proposed by MAS, the challenges posed by the ‘new normal’ to the management of culture and conduct risk certainly are.
ASIFMA and Herbert Smith Freehills are pleased to invite you to join a webinar on Friday, 25 September 2020 from 12:00pm – 1:00pm where Asia Financial Services Regulatory Partner, Natalie Curtis, Asia Employment, Pensions and Incentives Partner, Fatim Jumabhoy, and Morgan Stanley’s Executive Director and Southeast Asia Head of Compliance, Paul B. Szalajko, will share their experience of implementing similar culture and conduct risk management and accountability regimes in other jurisdictions and provide insights on what will be required to comply with the IAC Guidelines and promote a culture of ethical behaviour. ASIFMA’s Patrick Pang will be moderating the session.
UNABLE TO ATTEND ON THE DAY?
This webinar will be recorded so please register and you will automatically receive a link to the recording when it is ready.
All Herbert Smith Freehills webinars are recorded and are available for you to listen to again. Please contact firstname.lastname@example.org for a full list of archived events.
What is a webinar?
- A webinar is an online seminar delivered to your desktop or mobile device.
- Please use the ‘test your system‘ link to ensure you are able to view the webinar.
- The webinar is recorded so you can watch again. If you are unable to listen to the live event, register anyway and you will receive a link to the recorded version when it is available.
- The webinar is interactive and we welcome questions from our audience. Use the Q&A tool in the webinar player to send your comments to the speakers.
- Check the Resource List for a PDF copy of the slides and other relevant material.
… and the benefits to you
- Keep up-to-date with topics of emerging importance.
- Hear our experienced speakers from across our global network without leaving your office.
- Participation in webinars contributes to your Continuing Competence. Further guidance can be found on the resources list.
- Webinars, both live and recorded, can be accessed on any device.