Luke is responsible for overseeing Compliance Monitoring and Transaction Surveillance in APAC. The Compliance Monitoring team undertakes risk-based assessments and monitoring of regulatory [...]
Tim Woodward, BNPP Head of Global Markets Compliance for the APAC Region, based in Hong Kong. Since 2006 Tim has coordinated the India Offshore Derivative Instruments (ODI) Issuers Group [...]
Julie Wan is a Managing Director, APAC Markets Controls and Regulatory Chief Operating Officer at Credit Suisse. She is based in Hong Kong. Before assuming her current role, Ms. Wan held a dual [...]
William heads the firm’s Financial Services Regulatory practice in Asia and has over a decade of experience in advising on financial services regulatory matters, both in an advisory and a [...]