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    Asia Securities Industry & Financial Markets Association Asia Securities Industry & Financial Markets Association Asia Securities Industry & Financial Markets Association Asia Securities Industry & Financial Markets Association
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    (Day 1) Roundtable C2 - Implementation of an Appropriate Control Framework – Moving Forward

     Luke Holder
    0
    By Cruggl3s_as1fma
    In Speakers
    Posted May 16, 2019

    Luke Holder

    Luke is responsible for overseeing Compliance Monitoring and Transaction Surveillance in APAC. The Compliance Monitoring team undertakes risk-based assessments and monitoring of regulatory [...]

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     Tim Woodward
    0
    By Cruggl3s_as1fma
    In Speakers
    Posted May 7, 2019

    Tim Woodward

    Tim Woodward, BNPP Head of Global Markets Compliance for the APAC Region, based in Hong Kong. Since 2006 Tim has coordinated the India Offshore Derivative Instruments (ODI) Issuers Group [...]

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     Julie Wan
    0
    By Cruggl3s_as1fma
    In Speakers
    Posted April 16, 2019

    Julie Wan

    Julie Wan is a Managing Director, APAC Markets Controls and Regulatory Chief Operating Officer at Credit Suisse. She is based in Hong Kong. Before assuming her current role, Ms. Wan held a dual [...]

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     William Hallatt
    0
    By Cruggl3s_as1fma
    In Speakers
    Posted March 11, 2019

    William Hallatt

    William heads the firm’s Financial Services Regulatory practice in Asia and has over a decade of experience in advising on financial services regulatory matters, both in an advisory and a [...]

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    ASIFMA is a member of the GFMA alliance

    GFMA serves as a forum that brings together its existing regional trade association members to address issues with global implications. ASIFMA is an independent, regional trade association with over 165+ member firms comprising a diverse range of leading financial institutions from both the buy and sell side.

    Contact ASIFMA

    ASIFMA Headquarters
    Unit 3603, Tower 2
    Lippo Centre
    89 Queensway
    Hong Kong

    Phone: +852 2531 6500
    Email: Click here

    ASIFMA Singapore Office
    One Raffles Quay, North Tower
    Level 49, Unit 51B
    Singapore
    048583
    Phone: +65 6622 5970

     

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