2019 Comp and Legal

Carmen Chu is responsible for overseeing the enforcement function including the Complaint Processing Centre of the HKMA as well as the supervision of the anti-money laundering and financial crime [...]

William heads the firm’s Financial Services Regulatory practice in Asia and has over a decade of experience in advising on financial services regulatory matters, both in an advisory and a [...]

Based in Hong Kong, Neil Pabari is the Managing Director, North Asia for Refinitiv. Neil joined Refinitiv in 2011 as an FX sales specialist from where he moved on to various roles within the [...]

Ashley is the Chief Executive Officer of the Securities and Futures Commission (SFC) of Hong Kong. He was first appointed in October 2011, and is now serving his third three-year term as CEO. In [...]

The Personal Investment Management and Financial Advice Association (PIMFA) is the UK’s leading trade association for firms that provide investment management and financial advice to everyone [...]

Initiated in 1997, the European Chamber of Commerce in Hong Kong (EuroCham) is a non-governmental business interest group. EuroCham is a ‘Chamber of Chambers’ with its membership comprising 15 [...]

Refinitiv, formerly the Financial and Risk business of Thomson Reuters, is one of the world’s largest providers of financial markets data and infrastructure, serving over 40,000 institutions in [...]

ABOUT LLINKS Llinks Law Offices (“Llinks”), founded in 1998, is a leading PRC law firm with in-depth expertise and range of resources. We strive to provide high quality legal services and exceed [...]

CFA Institute is the global association of investment professionals that sets the standard for professional excellence and credentials. The organization is a champion of ethical behavior in [...]

The Asia Cloud Computing Association (ACCA) is a leading industry association comprising the stakeholders of the cloud computing ecosystem in Asia. The ACCA works  to ensure that the interests of [...]

About the CAIA Association The Chartered Alternative Investment Analyst (CAIA) Association, founded in 2002, is the world leader in alternative investment education.  The CAIA Association is best [...]

Herbert Smith Freehills is proud to be a sponsor of the inaugural ASIFMA Compliance and Legal Conference. Our market-leading Asia Financial Services Regulatory practice provides a global service [...]