2021 Compliance Week

Shri Ananta Barua was appointed by Central Government as Whole Time Member, of Securities and Exchange Board of India in Mumbai on August 1, 2018. Shri Barua looks after Market Intermediaries [...]

Vincent is the Assistant Managing Director for the Technology Group at MAS, and is responsible for Technology (CIO functions), Data (CDO functions), Digitalisation, Cybersecurity and Technology [...]

Sumit is a Partner in our Hong Kong Financial Regulation Group. He advises on all aspects of Hong Kong SAR financial services legislation and regulation. He advises on the full range of [...]

Shigeru ARIIZUMI is Vice Commissioner for International Affairs of the Japan Financial Services Agency (JFSA). Before assuming his current position in July 2021, he has held various key positions [...]

Philippa Allen, CEO and Founder of ComplianceAsia, has over 30 years’ extensive business and regulation experience in Asia. Prior to co-founding ComplianceAsia, Philippa was the Head of [...]

Natalie has extensive experience advising clients in Southeast Asia and Hong Kong on financial services regulatory, compliance and fintech-related non-contentious (advisory) matters and internal [...]

Jennifer is a Senior Manager in EY’s Financial Services Consulting Practice in Hong Kong, specialising in Digital & Technology Risk Controls. She moved to EY after a career in capital markets [...]

Mr Atkinson is a member of the Securities and Futures Commission (SFC). He is also an Executive Director with responsibility for the Enforcement Division, which is responsible for the [...]

Dr Guy Debelle commenced as Deputy Governor of the Reserve Bank of Australia on 18 September 2016. He is Deputy Chair of the Reserve Bank Board and Chair of the Council of Financial [...]

Calissa leads ASIC’s Market Supervision team. The team is responsible for the real-time surveillance and monitoring of trading activities across Australia’s equities, futures and OTC markets. It [...]

Sharon is the Executive Director responsible for ASIC’s Markets Enforcement team. In this role, she oversees ASIC’s significant market misconduct investigations and litigation. Sharon leads [...]

Ms. Ruenvadee Suwanmongkol obtained an L.L.B (1st Class Honors, Gold Medal) from Chulalongkorn University, Barrister at Law from the Institute of Legal Education Thai Bar Association, an L.L.M [...]