Upcoming Events
9 June 2023, By invitation only | Hong Kong
ASIFMA China Capital Markets Conference 2023
27 June 2023, In-Person | Hong Kong
Partnership for the 9th Annual Conference of the Principles
28 June 2023, In-Person | Singapore
The Pan Asian Regulatory Summit
20-21 September 2023, In-Person | Singapore

Carol Ngai
Senior Manager, Investment Products
SECURITIES AND FUTURES COMMISSION
Carol is a senior manager of the Investment Products Division of the Hong Kong Securities and Futures Commission (SFC). The Investment Products Division performs gatekeeping functions in authorising investment products and monitoring compliance with disclosure and other requirements.
Carol focuses on authorising publicly offered collective investment schemes, including unit trusts and mutual funds. She has also been actively involved in the formulation and implementation of policies relating to the regulation of the asset management industry, especially initiatives aiming to developing Hong Kong into a green and sustainable finance centre. Prior to joining the SFC, she worked in an international accounting firm.
Carol Ngai2022-06-092022-06-09https://www.asifma.org/wp-content/uploads/2018/07/asifma-logo-pos.pngASIFMAhttps://www.asifma.org/wp-content/uploads/2022/06/carol-ngai-profile-pic.jpg200px200px