Upcoming Events
30 November 2023, 56/F, Two International Finance Centre 8 Finance Street, Central Hong Kong
ESG Seoul Korea
6-7 December 2023, JW Marriot Hotel, Seoul South Korea
ESG Mumbai
6-7 December 2023, Meluha The Fern Mumbai, India
FinTech India Expo 2024
17-19 January 2024, Pragati Maidan, Delhi

Carol Ngai
Senior Manager, Investment Products
SECURITIES AND FUTURES COMMISSION
Carol is a senior manager of the Investment Products Division of the Hong Kong Securities and Futures Commission (SFC). The Investment Products Division performs gatekeeping functions in authorising investment products and monitoring compliance with disclosure and other requirements.
Carol focuses on authorising publicly offered collective investment schemes, including unit trusts and mutual funds. She has also been actively involved in the formulation and implementation of policies relating to the regulation of the asset management industry, especially initiatives aiming to developing Hong Kong into a green and sustainable finance centre. Prior to joining the SFC, she worked in an international accounting firm.
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