Managing Director, Head of Compliance, Asia Pacific Markets, Research and Investment Banking
Credit Suisse Hong Kong Limited
In his current role James is responsible for the Compliance team coverage of all businesses on the investment bank side of Credit Suisse in the Asia Pacific region and locally is the Compliance ‘Manager in Charge’ under the SFC supervisory regime. James has been with Credit Suisse for over 4 years and, prior to that, spent 13 years at Citi, including senior Compliance roles in Australia and Singapore. Earlier in his career, James was a market surveillance analyst at the Australian Stock Exchange. He holds a Bachelor of Commerce (First Class Honours) from the University of Sydney.