Dr Eric Yip is a member of the Securities and Futures Commission (SFC). He is
also an Executive Director heading the Intermediaries Division, which comprises
the Intermediaries Supervision and Licensing departments. The Division is
primarily responsible for administering licensing requirements and conducting
ongoing supervision of licensed corporations with a focus on their business
conduct and financial soundness.
Dr Yip is a seasoned financial professional having in-depth knowledge of the
operation and regulation of the financial markets in Hong Kong and Chinese
Mainland. Prior to joining the SFC, he held senior roles in banking, asset
management and Hong Kong Exchanges and Clearing Limited. He began his
career as a Management Consultant at McKinsey and Company.
Dr Yip sits on the SFC’s Executive Committee, Advisory Committee and SFC
(HKEC Listing) Committee.