Paul Hedley joined HSBC James Capel in Hong Kong in 1994 as Legal and Compliance Adviser and has held a variety of compliance roles across the trading, sales, financing and wholesale businesses [...]
Fei Fang Ong is currently the APAC Compliance Surveillance Lead at Wells Fargo Bank. She provides Regional Compliance Surveillance coverage across the various lines of business. Prior to Wells [...]
Simon Young is a compliance professional, FinTech and RegTech enthusiast. He joined DBS Hong Kong as Head of Compliance in June 2021 where he leads effort to develop its RegTech roadmap in [...]
David is a Partner in EY’s Hong Kong office and leads the Business Consulting practice for Hong Kong and the Financial Services Risk Management team across Asia Pacific. He has over 20 years of [...]
Peter started his early career at several global banks in London, which have well-established Markets businesses. This allowed him to engage directly with Sales, Trading and Structuring staff to [...]
Tom is the Head of Risk Consulting for the Banking and Asset Management sectors and the Head of KPMG’s Financial Risk Management practice in Hong Kong. He started his career with KPMG London and [...]
Chivy is a Head of Compliance for investment banking, private wealth management and asset management for Haitong International Securities Group based in Singapore. Previously, Chivy was a [...]
Brian W Tang is an innovator, ecosystem builder and educator at the confluence of law, technology and finance that has held senior leadership roles across three continents in global investment [...]
Irene brings a wealth of expertise and leads in various areas such as regulatory technology, private wealth management, product compliance, family office compliance and regulatory change [...]
Felix is the Founding Chairman of the RegTech Association of Hong Kong. Felix regularly interacts with a broad range of stakeholders, including startups, financial institutions, consulting firms, [...]
Irene Yiu is Head of Global Markets Transversal Compliance Office Asia Pacific at BNP Paribas. Based in Hong Kong, Irene is responsible for leading the bank’s transversal compliance across the [...]
Stanley Cheung is currently an Executive Director in compliance team of JP Morgan in Hong Kong, with focus on securities related matters from regulatory compliance perspective. Stanley has more [...]