Upcoming Events
9 June 2023, By invitation only | Hong Kong
ASIFMA China Capital Markets Conference 2023
27 June 2023, In-Person | Hong Kong
Partnership for the 9th Annual Conference of the Principles
28 June 2023, In-Person | Singapore
The Pan Asian Regulatory Summit
20-21 September 2023, In-Person | Singapore

Carol Wong
Director, Head of EQD Compliance
Societe Generale
A veteran equity compliance advisor who is currently the Head of EQD Compliance with Societe Generale. With over 12 years of equity advisory experience, Carol has previously worked for various ibanks as equity compliance advisor such as Merrill Lynch and UBS. Carol has also had Business Consulting experience with Morgan Stanley Prime Brokerage. Carol covers equity compliance for Asia Pacific. Carol is especially knowledgeable in India and China markets and has a strong background and involvement in the developments in India and China offshore equity industry.
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