Raymond Wong

Director, Intermediaries Supervision, Intermediaries
Securities and Futures Commission (SFC)

Mr Raymond Wong is a Director in the Intermediaries Supervision Department of the Intermediaries Division of the Hong Kong Securities and Futures Commission. He has extensive experience in both policy and operational aspects of supervising an array of licensed corporations in the Hong Kong securities, futures and leveraged foreign exchange sectors. His current responsibilities include leading various AML/CFT projects and initiatives as well as taking charge of a number of compliance inspection teams. He has been closely monitoring domestic and international developments in industry practices and regulatory requirements on AML/CFT measures including client onboarding for financial institutions. To ensure cross-sector alignment domestically and conformity with the international FATF standards, he has been actively involved in cross-agency collaboration work on AML/CFT and representing the SFC in FATF fora.