Hong Kong

Resources – Compliance Resources – Hong Kong

Asifma response to the consultation draft of the measures for the compliance management of financial institutions

Resource  |  Consultation Responses  |  September 2024

Hong Kong Investor ID Regime & OTC Reporting Regime

Resource  |  Compliance Resources (Hong Kong)  |  March 2022

Hong Kong Anti-Sanctions Law

Resource  |  Compliance Resources (Hong Kong)  |  October 2021

Consultation Related

Resource  |  Compliance Resources (Hong Kong)  |  March 2021

Rolling Bad Apples

Resource  |  Compliance Resources (Hong Kong)  |  January 2021

Sound Risk Management for Algo Trading

Resource  |  Compliance Resources (Hong Kong)  |  August 2020

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