Investor Communication Guidelines under Confidential Filing
Industry Placee Entry Templates for FINI
As of October 23, 2024 – this FINI template is currently under review and may be revised based on recent deal related experiences/feedback. Once the review is complete the template will be revised.*
Cornerstone Investment Agreement
Prepared with the kind assistance of Kirkland & Ellis, Latham & Watkins, Clifford Chance and Herbert Smith Freehills.
Standardized Secondary Block Trade Agreements – Hong Kong
Standardised Block Trade Agreements between Hong Kong, Taiwan, Singapore, Indonesia, Philippines and India.
ASIFMA Top Up Placing and Subscription Agreement (20230331)
Proposed Riders to ECM Engagement Letters and Transaction Documents following the New CSRC Filling Rules (20230405)
Standardized Secondary Block Trade Agreements – SE Asia & India
Standardised Block Trade Agreements between Hong Kong, Taiwan, Singapore, Indonesia, Philippines and India.
ASIFMA ECMC - Meeting minutes of MAS Notice on Business Conduct Requirements for Corporate Finance Advisers
Briefing Note - Practical Effect of the U.S. QFC Stay Rules Express Acknowledgement Language
Briefing Note - U.S. QFC Stay Rules – Impact on Equity Capital Markets Transactions
CFA Code / Valuation Advisory Services – Engagement Letter Riders
Suggested riders to include in a financial advisor’s engagement letter in relation to services that fall within the scope of the Circular to Financial Advisers in relation to their Advisory Work on Valuations in Corporate Transactions issued by the SFC on 15 May 2017 (the "Circular").
