Singapore - ASIFMA

Resources – Compliance Resources – Singapore

ASIFMA – Summary of Industry Discussions and Consensus View with respect to the application of the MAS Fair Dealing Guidelines to Financial Institutions’ Businesses other than Asset Management and Advising on Corporate Finance

Resource | Consultation Responses | July 2025

Branch-to-Branch Arrangements

Resource | Consultation Responses | December 2021

Regulation 54B and MAS Risk Mitigation Requirements

Resource | Compliance Resources (Singapore) | September 2021

Consultation Related

Resource | Compliance Resources (Singapore) | July 2021

Surveys

Resource | Compliance Resources (Singapore) | April 2021

Best Execution

Resource | Compliance Resources (Singapore) | February 2021

Regulation 40 (Provision of Statement of Account to Customers) and Regulation 42 (Contract Notes)

Resource | Compliance Resources (Singapore) | September 2020