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    Resources – Compliance Resources – Singapore

    ASIFMA – Summary of Industry Discussions and Consensus View with respect to the application of the MAS Fair Dealing Guidelines to Financial Institutions’ Businesses other than Asset Management and Advising on Corporate Finance

    Resource  |  Consultation Responses  |  July 2025

    Branch-to-Branch Arrangements

    Resource  |  Consultation Responses  |  December 2021

    Regulation 54B and MAS Risk Mitigation Requirements

    Resource  |  Compliance Resources (Singapore)  |  September 2021

    Consultation Related

    Resource  |  Compliance Resources (Singapore)  |  July 2021

    Surveys

    Resource  |  Compliance Resources (Singapore)  |  April 2021

    Best Execution

    Resource  |  Compliance Resources (Singapore)  |  February 2021

    Regulation 40 (Provision of Statement of Account to Customers) and Regulation 42 (Contract Notes)

    Resource  |  Compliance Resources (Singapore)  |  September 2020


    ASIFMA is a member of the GFMA alliance

    GFMA serves as a forum that brings together its existing regional trade association members to address issues with global implications. ASIFMA is an independent, regional trade association with over 165+ member firms comprising a diverse range of leading financial institutions from both the buy and sell side.

    Contact ASIFMA

    ASIFMA Headquarters
    Unit 3603, Tower 2
    Lippo Centre
    89 Queensway
    Hong Kong

    Phone: +852 2531 6500
    Email: Click here

    ASIFMA Singapore Office
    12 Marina View, Asia Square Tower 2
    Level 11, #11-01
    Singapore
    018961

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