Singapore - ASIFMA

Resources – Compliance Resources – Singapore

Branch-to-Branch Arrangements

Resource | Consultation Responses | December 2021

Regulation 54B and MAS Risk Mitigation Requirements

Resource | Compliance Resources (Singapore) | September 2021

Consultation Related

Resource | Compliance Resources (Singapore) | July 2021

Surveys

Resource | Compliance Resources (Singapore) | April 2021

Best Execution

Resource | Compliance Resources (Singapore) | February 2021

Regulation 40 (Provision of Statement of Account to Customers) and Regulation 42 (Contract Notes)

Resource | Compliance Resources (Singapore) | September 2020