Gang Dong
Dong Gang is Morgan Stanley’s Head of China Compliance and member of Morgan Stanley’s China Management Committee and China Risk Management Committee. He supervises the compliance work of Morgan [...]
Carol Wong
A veteran equity compliance advisor who is currently the Head of EQD Compliance with Societe Generale. With over 12 years of equity advisory experience, Carol has previously worked for various [...]
Lydia Li
Lydia Li is heading Fidelity International’s Legal and Compliance functions in China. She played an incremental role in supporting FIL International achieving the first WFOE Private Fund Manager [...]
Arthur Qian
Arthur Qian is Head of Compliance for Aberdeen Standard Investments’ China operations, having joined the business in October 2016. Arthur was formerly responsible for various compliance [...]
Phlippa Allen
Philippa Allen, CEO and Founder of ComplianceAsia, has over 30 years of extensive business and regulation experience in Asia. Prior to co-founding ComplianceAsia, Philippa was the Head of [...]
Sandra Lu
Ms. Lu has extensive experience in securities investment funds (the “Fund”) and other types of asset management business. She has provided ongoing legal services for nearly 60 domestic and [...]
