2019 Comp and Legal

Laurence is Director, Technology and Operations at ASIFMA, the Asia Securities Industry & Financial Markets Association. Based in Hong Kong, Laurence is responsible for coordinating ASIFMA’s [...]

Mr. Tantzscher is responsible for product management of Asian Indices. He joined the company in 2008 to establish the research and design team within Indices and he moved to Asia in 2011 to drive [...]

Amita Kaur Haylock is a counsel in the IP & TMT group of Mayer Brown in Hong Kong. Amita’s practice focuses on litigating intellectual property, competition and commercial disputes across a [...]

David is accountant by profession and qualified with Arthur Andersen. David had since then being a regulator with the HK SFC’s Enforcement Division, and followed by various compliance management [...]

A senior associate in the Litigation practice, Cáitrín’s practice focuses on multijurisdictional compliance reviews and internal investigations for multinationals operating across the Asia [...]

20+ years of business experience in networking, communication and UC/Collaboration markets (Ex VocalTec, Kagoor Networks, ACME Packet, AudioCodes) Sold and deployed millions of UC/Collaboration [...]

In his current role James is responsible for the Compliance team coverage of all businesses on the investment bank side of Credit Suisse in the Asia Pacific region and locally is the Compliance [...]

The Korean Financial Investment Association (KOFIA) is a non-profit organization founded under the Financial Investment Services and Capital Market Act in 2009, ensuring that members follow fair [...]

Julie joined JPMorgan Asset Management’s Asia Pacific legal team in 2016 and is based in Singapore.  Julie has over 15 year’s legal experience in the financial services industry spanning across [...]

Dong Gang is Morgan Stanley’s Head of China Compliance and member of Morgan Stanley’s China Management Committee and China Risk Management Committee. He supervises the compliance work of Morgan [...]

A veteran equity compliance advisor who is currently the Head of EQD Compliance with Societe Generale. With over 12 years of equity advisory experience, Carol has previously worked for various [...]

Nikki Tanner is the Head of APAC Market Structure at Deutsche Bank. The Market Structure team is responsible for analysing events shaping equity markets across the region so as to help the Bank [...]