Barry Chan has over 20 years of experience working in securities and financial sectors in Hong Kong and Mainland China, including 11-years as a securities regulator at Hong Kong Exchanges and Clearing Ltd. (HKEx). Since joining CICC in September 2010, Chan has been responsible for developing CICC’s
investment banking business in Hong Kong and overseas. He led the team to complete the IPOs of many
SOEs, privately-owned Chinese enterprises, international and local corporations. He is also involved in
other capital market transactions including debt issuances, M&As and follow-on issues.

Prior to joining CICC, Chan was a senior member of the Listing Division of the HKEx supervising the
review of listing applications of local, Mainland Chinese and international corporations, and the ongoing
compliance of listed issuers. He was also a member of Mainland – Hong Kong Joint Working Group on
Financial Affairs. He maintains excellent relationships with the securities regulators in Hong Kong and
Mainland China.