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Board of Directors

ASIFMA’s governing body is its Board of Directors (the Board) which comprises 28 senior representatives from member firms, including three representatives from the ASIFMA Asset Management Group (AAMG) which has its own separate and independent Steering Committee.

The Board has a Chair, a Vice-Chair and a Treasurer who are each elected for a two-year term. They, together with the CEO of ASIFMA and nine other representatives of the Board, form the Executive Committee which has the authority to act for the Board in between Board meetings.

AAMG has its own Steering Committee made up of representatives from each of its member firms. AAMG’s Steering Committee has a Chair, two Vice Chairs and a Treasurer who are each elected for a two-year term. They, together with two other representatives of the Steering Committee, form AAMG’s Executive Committee which acts for the Steering Committee in between Steering Committee meetings.

Members of the Board

Ajai Kaul

AllianceBernstein

CEO – APAC, Head of Asia Pacific Client Group

Fan Xing*

Bank of America

Asia Pacific Chief Operation Officer

John Laws

Barclays Capital

Managing Director, Head of Government & Regulatory Relations and Policy, Asia Pacific

Simon N. Williams

BlackRock

Managing Director, APAC ex Japan Head of Government Affairs & Public Policy

Stephane Ritz*

BNP Paribas

Head of Group Markets, Asia Pacific

Frank Giglio

BNY

Chief Executive of Hong Kong Branch and Global Head of Depositary Receipts Relationship Management

Shounian Cao

China Construction Bank

Chief Executive of CCB HK Financial Markets Centre & Deputy Chief Executive of CCB, HK Branch

Jiaxing Zhou (Joe) (V)*

CICC

Joint Company Secretary, Chief Compliance Officer of the Company and Head of the Legal and Compliance

Pete Monaci

Citadel

Chief Compliance Officer, CitSec APAC

Charles Lam*

Citi

Managing Director, Head of Markets, Hong Kong

Dominique Blanchard

Credit Agricole

Regional Head of Global Markets Division, Asia Pacific and Middle East

Andrew Ng (V)*

DBS

Group Executive, Group Head of Global Financial Markets

Priya Pravin Kundamal

DTCC

CEO and Head of DTCC Data Repository, Singapore Pte. Ltd. (DDRS)

Ashok Kumar Das*

Deutsche Bank

Managing Director, Head, Global Emerging Markets, Asia

Stewart James*

Goldman Sachs

Managing Director and Co-Head of Government Affairs APAC

Selene Chong

HSBC

Managing Director, Deputy Global Head of Equities & Head of Equities, Asia Pacific

Obbe Kok

ING Bank

Head of Financial Markets and Strategic Products APAC

Roger Barbour (C)*

J.P. Morgan

General Counsel for J.P. Morgan Asia Pacific, Deputy Head of Global Markets Legal

Venkat Boppana

Morgan Stanley

Head of IED Product and Product Operations

Todd Coltman

MORGAN STANLEY INVESTMENT MANAGEMENT

Managing Director, Chief Operating Officer

Nagarajan Sankaranarayanan*

Nomura

Deputy CEO and COO, Nomura Asia Pacific Holding Ltd. / Asia ex-Japan

Kenneth Lai

OCBC

Group Managing Director, Head Global Markets,
Global Markets Division

Yashuang Zhang

Shanghai Clearing House

Head of Issuance and Custody Department

Christine Perrin

Societe Generale

Chief Operating Officer, Asia-Pacific

John Thang

Standard Chartered

Managing Director, Head of Markets, Hong Kong, Greater China & North Asia

Henry Quek

State Street

Senior Managing Director and Head of Global Markets, Asia-Pacific

Jason Tudor*

UBS

Investment Bank, Chief Operating Officer, Asia Pacific

Peter Stein*

ASIFMA

Chief Executive Officer

*Executive Committee Member

C = Chair; V = Co-Vice Chair; T = Treasurer

Please contact Celina Leung – Board Secretariat, for matters concerning the ASIFMA Board at cleung@asifma.org