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Senior Management and Staff

CEO’s Office

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Mark Austen

CEO

Mark Austen is the Chief Executive Officer of the Asia Securities Industry & Financial Markets Association (ASIFMA). Since joining ASIFMA in 2012, he has led the expansion of the association to encompass Equities, Compliance & Tax, Post-Trade, Public Policy & Sustainable Finance, Asset Management and Education & Training in addition to its original division for Fixed Income, and its membership has grown to over 150 firms. 

Mark was also the CEO of the Global Financial Markets Association (GFMA) from 2016 to 2018, which represents the common interests of the world’s leading financial and capital market participants, and speaks for the industry on the most important global market issues.  GFMA brings together three of the world’s leading financial trade associations to address the increasingly important global regulatory agenda and to promote coordinated advocacy efforts. GFMA comprises ASIFMA based in Hong Kong, The Association for Financial Markets in Europe (AFME) in London and Brussels and the Securities Industry and Financial Markets Association (SIFMA) in New York and Washington.

Mark’s key objectives at ASIFMA are to expand its product divisions, continue to build a broad membership base and further strengthen its ability to act as a collective voice for the industry.

Mark was formerly with AFME as Chief Operating Officer. Previously, he was AFME’s head of the Capital Markets Division and served as its Acting Chief Executive from December 2009 to September 2010. Mark helped facilitate the successful merger of the London Investment Bankers Association and SIFMA Europe to create AFME in November 2009 and steered the newly formed association through its first year of operation. Mark joined AFME (then called The Bond Market Association or TBMA) in 2005 to head up the European Primary Dealers Association (EPDA), which addressed issues of specific interest to government bond markets. He was instrumental in the formation of the Global Rates Division, the Credit Division, and the Covered Bond Division, and also managed the negotiation and integration of the European Securities Forum (ESF), which became the Post Trade Division, into what was then known as SIFMA Europe. More recently, Mark was the driving force behind the establishment of the Global FX Division and the creation of the AFME Equities Board. In addition to his other duties at AFME, he headed up the Advocacy Division and held overall responsibility for AFME’s financial matters and membership.

Prior to joining AFME, Mark worked for MTS Group, the European trading platform for fixed income securities, where he was head of Legal and Compliance. Before his work at MTS, Mark spent three years as head of an international environmental web portal.

Mark has stepped down from his positions on the board of the International Council of Securities Associations (ICSA), the European Capital Markets Institute (ECMI) at the Centre of European Policy Studies (CEPS), and the Advisory Board of Quorum 15 in order to concentrate fully on his work at ASIFMA. He was a member of the Ontario Bar and holds an LL.M. from the London School of Economics and an LL.B. from Osgoode Law School in Toronto.

Tel +852 2531 6510
mausten@asifma.org

ASIFMA Asset Management Group (AAMG)

Eugenie Shen ASIFMA

Eugenie Shen

Managing Director – Head of Asset Management Group

Eugenie Shen is Managing Director and Head of ASIFMA’s Asset Management Group (AAMG), which was established in February 2014 to represent the buy side of ASIFMA in the region.  Eugenie runs a number of Committees within AAMG which focuses on China issues and regional investment (equities and fixed income and currency) and regulatory matters. She frequently interacts with regulators in the region such as China’s CSRC and SAFE, Hong Kong’s SFC, India’s SEBI and Singapore’s MAS.

Eugenie is a U.S. trained lawyer with more than 30 years of private practice and in-house legal experience across a wide range of institutions, industries and jurisdictions spanning Asia, the United States, Europe and Latin America. Prior to joining ASIFMA, Eugenie was managing director and chief legal officer of PineBridge Investments (the former AIG Investments) in Asia ex-Japan where she had legal and compliance responsibilities for multiple investment related entities/offices in Asia ex-Japan.

Other previous roles in Eugenie’s extensive career include: global general counsel of TTE Corporation, the television joint venture between China’s TCL Corporation and France’s Thomson group, which was among the first mainland Chinese companies to go global; general counsel of Morningside Technologies, Inc., a private investment firm which was one of the earliest foreign private equity investors in China; assistant director and head of the Hong Kong Stock Exchange’s China Listing Unit which oversaw the pioneer listing of Chinese H-share companies in Hong Kong; vice president and senior associate counsel at the New York head office of Chase Manhattan Bank; and associate at Shearman & Sterling’s New York and Hong Kong offices.

Eugenie is a member of the New York Bar and has a Bachelor of Arts degree from Cornell University and a Juris Doctor degree from Georgetown University Law Center. She is a founder of the Cornell Asian Alumni Association and served as a member of the Cornell University Council and the Cornell President’s Council of Cornell Women.

Tel +852 2531 6570
eshen@asifma.org

Yvette Kwan

Executive Adviser – Asset Management Group

Tel +852 2531 6573
ykwan@asifma.org

Luming Liang

Senior Associate – Asset Management Group

Tel +852 2531 6571
lliang@asifma.org

Angus Lau

Analyst – Asset Management Group & Technology

Tel +852 2531 6572
alau@asifma.org

Communications

Corliss Ruggles ASIFMA

Corliss Ruggles

Managing Director – Head of Communications and Human Resources

Corliss is responsible for communications across all of ASIFMA’s key constituencies, including member organizations, media outlets, strategic partners and the broader financial community. Her scope includes media relations, digital, member communications, branding and marketing, internal communications, strategic initiatives, and conferences and events. In her HR capacity, Corliss focuses on employee engagement through a range of policies and activities.

Corliss brings with her over 20 years of corporate and financial communications experience in Asia. She joined ASIFMA from Edelman, the world’s largest public relations firm, where she was Regional Director, Financial Communications, Asia Pacific for 12 years. At Edelman, Corliss led a team of financial communications professionals focusing on primarily large-scale, multi-market clients covering a wide range within the financial sector including investment banking, asset management, corporate banking, insurance, wealth management, professional services and private equity.

Prior to Edelman, Corliss was Group Communications Manager at J.P. Morgan (initially Jardine Fleming) where she covered all areas of the business on a region-wide basis. Before this, she was Regional Brand and Communications Senior Executive at Prudential’s Asia headquarters.

Corliss has a Bachelor of Commerce degree from Queen’s University in Canada.

Tel +852 2531 6530
cruggles@asifma.org

Events and Conferences

Shinah Beaulieu

Director – Head of Events & Conferences

Tel +852 2531 6531
sbeaulieu@asifma.org

Meera Joshi

Senior Manager, Marketing & Business Development

Tel: +65 6622 5974

mjoshi@asifma.org

Cherry Cheung

Senior Executive – Event Marketing

Tel +852 2531 6533
ccheung@asifma.org

Flora Fung

Senior Executive – Event Operations

Tel +852 2531 6532
ffung@asifma.org

Compliance and Tax

Patrick Pang ASIFMA

Patrick Pang

Managing Director – Head of Compliance and Tax

Patrick Pang focuses on ASIFMA’s initiatives in compliance and tax and also works closely with various committees including Fixed Income, Equities and AAMG.

Patrick has over 25 years of industry experience.  He joined ASIFMA from Credit Suisse in November 2012 with a wide range of banking experience spanning 20 years in structured finance products, including aircraft financing, capital structuring, single stock illiquid financing, direct principal investments, and other bespoke financing solutions. Additionally, Patrick possesses a wealth of experience in tax, accounting, legal documentation, transaction execution, and KYC/AML.

Patrick has held roles in the industry such as Director at Merrill Lynch, heading up the APAC Structured Equity Finance & Trading desk; Director at Deutsche Bank and part of the Strategic Equity Transactions Group; and Director at Citigroup, heading up the APAC Global Structured Solutions Desk. Prior to his career in banking, Patrick was a tax professional employed at Price Waterhouse and also a Vice President at Morgan Stanley Tax. He has spent time in the mining industry as well, consulting for a mining company in China.

A Chartered Accountant and Fellow of the Financial Services Institute of Australasia, Patrick also holds a Bachelor of Commerce degree from the University of Melbourne. He speaks English, Mandarin Chinese, Cantonese, and Bahasa Malaysia and Indonesia.

Tel +852 2531 6520
ppang@asifma.org

Education & Training

Mike Chadwick Head Shot

Mike Chadwick

Executive Director – Head of Education & Training

Mike Chadwick is Executive Director – Head of Education & Training at ASIFMA and is responsible for designing and executing the strategy for the development of the Education & Training division.

Mike is a senior specialist in financial markets, with over 25 years’ experience covering financial markets education, advocacy, standard setting, trading/sales, and asset management.  Before joining ASIFMA, Mike spent 7 years at Australian Financial Markets Association (AFMA).   At AFMA, Mike was the Head of Education, responsible for managing and leading the strategic development and maintenance of AFMA’s accreditation, education, and training programs to meet the specific needs of AFMA’s members.  He also served as a Director of Markets, managing the operation of various market committees, and had policy responsibilities for AFMA’s energy markets related issues, particularly in the electricity and environmental products areas.  Mike moved to Hong Kong in 2020, assisting both AFMA and ASIFMA in a consultancy capacity before joining ASIFMA in 2021.

Prior to AFMA, Mike spent 15 years working with ABN AMRO Bank (formerly BZW Australia) in Sydney and in London in various fixed income trading, sales, and management roles.   Mike also had a stint as a financial markets’ specialist trainer.  In his earlier working career, he was known as a specialist in inflation-linked securities in Australia, both on the buy side as a portfolio manager, and the sell-side as a market-maker.

Mike holds a Bachelor of Economics degree from Macquarie University (Sydney) , a Bachelor of Teaching from the University of Technology (Sydney), and other post-graduate qualifications in financial markets and training.

mchadwick@asifma.org

Michelle Cheung

Senior Manager – Education & Training

Mukta Gautam

Associate – Education & Training

Equities

Lyndon Chao ASIFMA

Lyndon Chao

Managing Director – Head of Equities and Post Trade

Lyndon Chao is Managing Director of ASIFMA’s Equities and Post Trade Division, responsible for ASIFMA’s Equities Committee, Equity Capital Markets Committee, Post Trade Committee and China Capital Markets Committee, helping the Industry advocate for reforms across markets in Asia.  In addition, Lyndon also leads a number of working groups, including the India Equities Steerco, China Equities WG, Korea Equities WG, Proprietary Trading WG and the Listed Warrants WG.

Lyndon is a seasoned leader in financial services who before joining ASIFMA built a 26-year career with Morgan Stanley across several markets in the capacity of Managing Director spanning New York, Hong Kong, Beijing, Taipei and Shanghai, mostly serving as COO.  Lyndon was also seconded by Morgan Stanley both to CICC for its initial launch as well as to CIC as a senior consultant.  He then joined UBS to build a Shanghai Business Solutions Center as Managing Director/General Manager and, prior to ASIFMA, he was appointed Senior Advisor to Seikowave, a 3D imaging tech startup focused on disruptive technologies for the dental and energy sectors.  He also served as Trustee on the Board of the Shanghai American School and remains a Protector on the SAS Investment Committee.

Born in Taiwan and raised in the US, Lyndon is fluent in English and Putonghua.  He has an Executive MBA from the J.L. Kellogg Graduate School of Management, Northwestern University and Hong Kong University of Science And Technology (joint program with Kellogg) as well as a Bachelor of Science in Electrical Engineering degree from Northwestern University.

Tel +852 2531 6550
lchao@asifma.org

Rajdeep Rathi

Manager – Equities

Tel +852 2531 6523
rrathi@asifma.org

Bruce Bao

Analyst – Equities

Tel +852 2531 6551
bbao@asifma.org

Fixed Income

Staff

Philippe Dirckx

Managing Director – Head of Fixed Income

Philippe Dirckx is the Managing Director, Head of Fixed Income at ASIFMA. Based in Hong Kong, he leads ASIFMA’s Fixed Income initiatives for its 140+ member firms across Asia.

Philippe Dirckx is an international banking executive with broad experience in banking, technology, and covering financial markets from trading to post-trade. He has also been recognised as an industry expert on market infrastructure developments with his focus being on the Asian region for the past 20 years,

Before joining us at ASIFMA, Philippe was the Founder and Managing Director of Senfinasia, providing consulting services to market infrastructures, financial Institutions and technology companies. Prior to this, he was Managing Director, Head of Markets & Initiatives Asia Pacific at SWIFT, and lead a team of industry experts responsible for driving the execution of SWIFT’s strategy in the region. Philippe was also the Programme Director for Australia’s New Payment Platform (NPP) responsible for the delivery of SWIFT infrastructure to the industry. Before joining SWIFT, Philippe was Managing Director and Regional Head of Intermediaries and Market Infrastructures with Citi Securities Services for Asia Pacific. Preceding that, he was Head of Asia Pacific for Euroclear and worked for Fortis in a variety of executive roles in both Europe and Asia.

Philippe holds a Master’s Degree in Economics from the Louvain-la-Neuve University, Belgium and an Executive Master’s Degree in Management from the Solvay Business School in Brussels.

pdirckx@asifma.org 

Clement Kwan

Associate – Fixed Income

Tel +852 2531 6519
ckwan@asifma.org

FX

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John Ball

Managing Director – Global FX Division – Asia Pacific
GFMA

John Ball is Managing Director of the GFMA’s Foreign Exchange Division and is closely associated with ASIFMA.  He has more than 25 years’ experience of working in the industry in a number of different roles associated with FX and other derivative asset classes.

John joined the Global FX Division from Barclays Bank in August 2015.  He was at Barclays in London for over 5 years where he was part of the FICC COO team with a focus on FX and covered a number of areas but focused on the regulatory agenda in the US, EU and Asia and its impact on the business.  During this time he was actively involved in advocacy and responding to proposed regulation as well as designing and implementing solutions to meet new requirements.

Prior to Barclays, John was a Managing Director at Citigroup in London where he worked as the Regional Head of Global Markets Operations, EMEA, and spent 10 years with Standard Chartered Bank in Singapore where his last role was as Head of Wholesale Bank Operations covering both financial markets and transactional banking products.

John began his working career as a graduate engineer for British Steel before moving to Price Waterhouse Coopers.  He is a Chartered Accountant and holds a Bachelor of Science degree from the University of Birmingham in the UK.

Tel +65 6622 5971
jball@gfma.org

Public Policy and Sustainable Finance

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Matthew Chan

Managing Director – Head of Public Policy and Sustainable Finance

Matthew is based in Hong Kong and leads the association’s policy and regulatory initiatives throughout the region for its 140-plus member firms, which comprise banks, asset managers, professional services firms and market infrastructure providers.

Matthew has 20 years of experience across financial services, B2C and B2B brands, government, technology operations, and market infrastructure.  He has led and transformed teams in the UK and Asia Pacific, with responsibility for managing and growing businesses across diverse locations and cultures, strategy development and execution, navigating market structure change, regulatory affairs, operational risk management, and provision of fintech and regtech-based services.  Previously, Matthew was Executive Director – Head of Institutional Trade Processing (APAC) at the Depository Trust & Clearing Corporation (DTCC) and prior to that was Director, Corporate Strategy (Global) & Head of Strategy and Marketing (APAC) for Omgeo, an international joint venture between DTCC and Thomson Reuters.  He has also held corporate planning and strategy roles at PepsiCo International and Cadbury plc.

Matt graduated with a Master of Commerce degree from the Australian School of Business in 2004, and Bachelor of Engineering and Bachelor of Arts (Political Science) degrees from UNSW, Australia in 1998. In 2016, Matt completed the Asialink Leaders Program which brings together leaders from the corporate and government sectors to foster knowledge, skills and networks for effective business engagement across Asia Pacific.

Matthew holds British and Australian citizenship and qualified as a Graduate of the Australian Institute of Company Directors (GAICD) in 2018.

Tel +852 2531 6560
mchan@asifma.org

MJ Park

Associate – Public Policy and Sustainable Finance

Tel +852 2531 6561
mjpark@asifma.org

Tech & Ops

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Laurence Van der Loo

Executive Director – Tech & Ops

Laurence is Executive Director, Technology and Operations at ASIFMA, the Asia Securities Industry & Financial Markets Association.

Based in Singapore, Laurence is responsible for coordinating ASIFMA’s Operations and Technology efforts including regulatory implementation, cost efficiencies, KYC/AML, fintech/regtech and cyber and cloud. ASIFMA’s work in this area includes regulatory advocacy, driving harmonization and work on industry best practices in these areas. In addition, she oversees several of ASIFMA’s regional committees in China and India. These committees help develop and shape ASIFMA’s regulatory engagement s to drive capital markets development in both countries. Laurence also supports the CEO team with ASIFMA’s corporate governance and board processes.

Laurence has over 10 years of experience in the financial services industry. Prior to joining ASIFMA in 2016, she was responsible for European business development at Vistra Hong Kong, assisting foreign companies and funds to set up in Asia. Before that, she managed a portfolio of Natural Resources Companies at ING Corporate Banking in Brussels, working on numerous ECM, DCM, securitisation and syndicated loan deals for her clients.

Laurence holds a Master Degree in Business Economics from the University of Ghent, and a Master Degree in International Business from EAE Business School. She is member of the Exco of the Belgium-Luxembourg Chamber of Commerce (BLCC) in Hong Kong as well as Women in Finance Asia. She is fluent in English, Dutch and French.

Tel +65 6622 5972
lvanderloo@asifma.org

Celina Leung

Associate – Tech & Ops

Tel +852 2531 6523
cleung@asifma.org

Faith Ang

Analyst

Tel +65 6622 5973
fang@asifma.org