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ASIFMA Compliance Week

Tuesday-Friday, 7-10 September 2021, Virtual Event

For registration enquiries, please contact Flora Fung at ffung@asifma.org 

Overview of the Event

This flagship event in Asia for compliance is “designed by the industry for the industry” where the industry (sell-side, buy-side, regulators, law firms, consultants and media) come together once a year to meet and discuss important issues impacting this area.

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Dates: Tuesday-Friday, 7-10 September 2021 (Time Zone Converter)
Time:

Day 1: 09:00-13:00 (GMT+8)
Day 2: 14:00-17:50 (GMT+8)
Day 3: 14:00-17:15 (GMT+8)
Day 4: 09:00-12:15 (GMT+8)

Format: Virtual
Language: English

Key Themes and CPT Hours:

• Day 1 (Tuesday, 7 September): Regulatory Outlook (4 hours)
• Day 2 (Wednesday, 8 September): Culture and Accountability (3.5 hours)
• Day 3 (Thursday, 9 September): Looking into the Future (3 hours)
• Day 4 (Friday, 10 September): Technology and Innovation (3 hours)

*To qualify for the CPT hours mentioned above, participants are required to attend the entire event on each day.

Prices:

Please click HERE​​​ to check if your employer is a member of ASIFMA. 

At ASIFMA, we are committed to ensuring diversity and inclusion in our workplace and this policy is applied in all areas of our business including speaker roles at our events and conferences.  We wish to work with members and partners who share this same commitment and are willing to support this policy.

Agenda

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Day 1 REGULATORY OUTLOOK
09:00 – 09:02 Welcome Remarks
09:02 – 09:05 Opening Remarks
09:05 – 09:20 Keynote 1
09:20 – 09:35 Keynote 2
09:35 –  10:20 Panel 1 – Regulators’ Perspective: Looking Back and Looking Ahead
10:20– 11:20 Panel 2 – Financial Regulatory Trends Globally and Asia
11:20– 12:20 Panel 3 – COVID-19: The Evolving Impact on Markets and Business Operations
12:20 – 12:35 Closing Keynote
12:35 – 12:55 Branded Demo
12:55 – 13:00 Closing Remarks
Day 2 CULTURE AND ACCOUNTABILITY
14:00 – 14:02 Welcome Remarks
14:02 – 14:05 Opening Remarks
14:05 – 14:20 Keynote
14:20 – 15:10 Fireside Chat – Enforcement Trends
15:10 –  16:10 Panel 1 – Conduct, Culture and Accountability Regime: Harmonization across Different Countries
16:10 – 17:10 Panel 2 – Market Abuse
17:10 – 17:25 Closing Keynote
17:25 – 17:45 Branded Demo
17:45 – 17:50 Closing Remarks
Day 3 LOOKING INTO THE FUTURE
14:00 – 14:02 Welcome Remarks
14:02 – 14:05 Opening Remarks
14:05 – 14:20 Keynote 1
14:20 – 14:35 Keynote 2
14:35 –  15:35 Panel 1 – Future-Proofing the Function of Compliance: Evolution, Upskilling, Diversity
15:35 – 16:35 Panel 2 – ESG and Green
16:35– 16:50 Closing Keynote
16:50 – 17:10 Branded Demo
17:10 – 17:15 Closing Remarks
Day 4 TECHNOLOGY AND INNOVATION
09:00 – 09:02 Welcome Remarks
09:02 – 09:05 Opening Remarks
09:05 – 09:20 Keynote 1
09:20 – 09:35 Keynote 2
09:35 –  10:35 Panel 1 – RegTech Adoption and SupTech
10:35 – 11:35 Panel 2 – Social Media and Fake News: Managing Risk, Crisis Management
11:35 – 11:50 Closing Keynote
11:50 – 12:10 Branded Demo
12:10 – 12:15 Closing Remarks

ASIFMA is now accepting sponsorships. Your support will be much appreciated!

Expecting 400-500 high-level regulators, policy makers, industry experts, sell-side and buy-side representatives. To effectively engage this esteemed audience and connect with the global and regional community, various sponsorship packages with speaking slots and marketing opportunities are available for ASIFMA members and non-members offering unparalleled branding exposure and lead generation. Financial institutions, vendors, consultants and law firms are particularly encouraged to join as sponsors. Please click to view the details of our sponsorship packages here.

For sponsorship opportunities, please contact Meera Joshi, Marketing & Business Development Manager (mjoshi@asifma.org).

The registration of the ASIFMA Compliance Week is now opened. Please read the following before proceed registration.

  1. Each delegate pass allows one person to access the virtual event throughout the four days.
  2. Only ASIFMA members, regulators, media and confirmed speakers will be offered complimentary passes. All requests are subject to ASIFMA’s approval. Please select “Complimentary” category to request for a complimentary pass.
  3. Endorsers’ Referral Discount: Endorsers’ Referral Discounted Price is offered to registrants referred by our Endorsers. Please use the designated registration link you received from such organisation to enjoy this offer.
  4. Sponsorship packages include a fixed number of delegate passes.
  5. Media Policy: The conference is open to the media. For all media inquiry, please contact Corliss Ruggles (cruggles@asifma.org). For journalists who wish to attend the event, please request for a Complimentary Pass via the registration page for our review.
  6. E-proof of attendance is available upon request.
  7. Replay will be available for all event registrants after the event. We will only be able to verify the hours an attendee spent on attending the live event during 7-10 September. As such, we will not be able to issue e-proof of attendance for the hours an attendee spent on watching the replay after the event.
  8. ***Kindly note that all delegate fees are non-refundable.***

More confirmed speakers will be announced soon.

Event Factsheet

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Platinum Sponsor

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Endorsers

For event enquiries, please contact event@asfima.org or phone +852 2531 6532.

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