icon-clock

Upcoming Events

See All Events

ASIFMA Compliance Week

Tuesday-Friday, 7-10 September 2021, Virtual Event

Thank you for your support. The registration is now closed.

For enquiries, please contact Flora Fung at ffung@asifma.org 

Overview of the Event

This flagship event in Asia for compliance is “designed by the industry for the industry” where the industry (sell-side, buy-side, regulators, law firms, consultants and media) come together once a year to meet and discuss important issues impacting this area.

Download the 2019 Conference Review

Dates: Tuesday-Friday, 7-10 September 2021 (Time Zone Converter)
Time:

Day 1: 09:00-12:40 (GMT+8)
Day 2: 14:00-17:30 (GMT+8)
Day 3: 14:00-16:40 (GMT+8)
Day 4: 09:00-11:55 (GMT+8)

Format: Virtual
Language: English

Key Themes and CPT Hours:

• Day 1 (Tuesday, 7 September): Regulatory Outlook (3.5 hours)
• Day 2 (Wednesday, 8 September): Culture and Accountability (3.5 hours)
• Day 3 (Thursday, 9 September): Looking into the Future (2.5 hours)
• Day 4 (Friday, 10 September): Technology and Innovation (2.5 hours)

*To qualify for the CPT hours mentioned above, participants are required to attend the entire event on each day.

Prices:

Please click HERE​​​ to check if your employer is a member of ASIFMA. 

Event Lead Sponsor

thomson-reuters_for-website-use

Platinum Sponsors

ey-533x400
herbert-smith-freehills
kpmg-533x400
osl-533x400
pro_lg_2c_rgb_5415-black7-edm
smarsh-logo-edm

Gold Sponsors

ao-533x400
complianceasia_website
gibson-dunn-533x400
linklaters
mco-logo-edm

Media Partners

Supporting Organisation

investhk-logo-simple-versionedm

Endorsers

Event Manager

plus-concept

At ASIFMA, we are committed to ensuring diversity and inclusion in our workplace and this policy is applied in all areas of our business including speaker roles at our events and conferences.  We wish to work with members and partners who share this same commitment and are willing to support this policy.

Agenda

Download the latest agenda

Day 1 REGULATORY OUTLOOK
09:00 – 09:02 Welcome Remarks
09:02 – 09:05 Opening Remarks
09:05 – 09:20 Keynote 1
09:20 – 09:35 Fireside Chat
09:35 –  10:35 Panel 1 – Regulators’ Perspective: Looking Back and Looking Ahead
10:35 – 11:35 Panel 2 – Financial Regulatory Trends Globally and Asia
11:35 – 12:05 Panel 3 – COVID-19: The Evolving Impact on Markets and Business Operations
12:05 – 12:10 Closing Remarks
Day 2 CULTURE AND ACCOUNTABILITY
14:00 – 14:02 Welcome Remarks
14:02 – 14:05 Opening Remarks
14:05 – 14:20 Keynote
14:20 – 15:10 Fireside Chat – Enforcement Trends
15:10 –  16:10 Panel 1 – Conduct, Culture and Accountability Regime: Harmonization across Different Countries
16:10 – 17:10 Panel 2 – Market Abuse
17:10 – 17:25 Closing Keynote
17:25 – 17:30 Closing Remarks
Day 3 LOOKING INTO THE FUTURE
14:00 – 14:02 Welcome Remarks
14:02 – 14:05 Opening Remarks
14:05 – 14:20 Keynote
14:20 – 15:20 Panel 1 – Future-Proofing the Function of Compliance: Evolution, Upskilling, Diversity
15:20 –  16:20 Panel 2 – ESG and Green
16:20 – 16:35 Closing Keynote: Priorities of EMEAP (Executives’ Meeting of East Asia Pacific Central Banks)
16:35– 16:40 Closing Keynote
Day 4 TECHNOLOGY AND INNOVATION
09:00 – 09:02 Welcome Remarks
09:02 – 09:05 Opening Remarks
09:05 – 09:20 Keynote 1
09:20 – 09:35 Keynote 2: How an Informant and a Messaging App Led to Huge Global Crime Sting
09:35 –  10:35 Panel 1 – RegTech Adoption and SupTech
10:35 – 11:35 Panel 2 – Social Media: Managing Risk, Crisis Management
11:35 – 11:50 Closing Keynote
11:50 – 11:55 Closing Remarks

We are delighted to welcome over 1000 participants including regulators, policy makers, issuers and treasurers, sell side and buy side representatives across Asia, UK and the US to this event.

If you wish to effectively engage an esteemed audience and connect with the global and regional community at our other events, various sponsorship packages with speaking slot inclusion and advertising opportunities are open to ASIFMA members and non-members for more brand and marketing exposure as well as increasing lead generation. For further details, please contact Meera Joshi, Manager – Business Development and Marketing (mjoshi@asifma.org).

Event Lead Sponsor

thomson-reuters_for-website-use

Platinum Sponsors

ey-533x400
herbert-smith-freehills
kpmg-533x400
osl-533x400
pro_lg_2c_rgb_5415-black7-edm
smarsh-logo-edm

Gold Sponsors

ao-533x400
complianceasia_website
gibson-dunn-533x400
linklaters
mco-logo-edm

Media Partners

Supporting Organisation

investhk-logo-simple-versionedm

Endorsers

Event Manager

plus-concept

Thank you very much for your support. On-demand Recording will be available in due course. Please stay tuned.

For event enquiries, please contact event@asfima.org or phone +852 2531 6532.

Event Factsheet

Download the Factsheet

For event enquiries, please contact event@asfima.org or phone +852 2531 6532.

Some guy
Some position
Some company
Some content