Garbo Cheung
Garbo Cheung is a Managing Director and Head of Market Surveillance and Monitoring for Hong Kong Exchanges and Clearing Limited, where she oversees the rule enforcement, participant surveillance [...]
Yin Ge
Ms. Ge is a legal expert on asset management and financial services. She has extensive experience in advising international asset managers, financial institutions, central banks, sovereign funds [...]
Lydia Li
Lydia Li is heading Fidelity International’s Legal and Compliance functions in China. She played an incremental role in supporting FIL International achieving the first WFOE Private Fund Manager [...]
Beng Hwa Tan
Beng Hwa Tan is the Director and Head of the Market Conduct Investigations Division I, within the Enforcement Department at the Monetary Authority of Singapore (MAS). The Division investigates [...]
Julie Wan
Julie Wan is a Managing Director, APAC Markets Controls and Regulatory Chief Operating Officer at Credit Suisse. She is based in Hong Kong. Before assuming her current role, Ms. Wan held a dual [...]
Phlippa Allen
Philippa Allen, CEO and Founder of ComplianceAsia, has over 30 years of extensive business and regulation experience in Asia. Prior to co-founding ComplianceAsia, Philippa was the Head of [...]
Mark Satterthwaite
Mark has been responsible for ICG Compliance for Asia Pac since November 2015. Prior to moving to Hong Kong, Mark spent 3 years in Japan as the Chief Compliance Officer of both Citigroup Global [...]
Helena Tang
Helena Tang is the Head of Risk Proposition Sales for North Asia at Refinitiv. She is responsible for driving Refinitiv’s risk business in North Asia, including identifying and generating [...]
James Phillips
James has served VERMEG over many years and is now Head of Regulatory Reporting Strategy. He follows evolving regulatory demands and the impact of these on clients and markets and is an industry [...]
Jiaxing Zhou
ZHOU Jiaxing is the Joint Company Secretary and a Participating Managing Director of China International Capital Corporation (“CICC”). He is the Head of Legal of China International Capital [...]
Winnie Pun
Winnie Pun, CA, Managing Director, is Head of Public Policy for Asia Pacific and a member of the Asia Pacific Executive Committee of BlackRock. From 2005 to 2016 she was BlackRock’s Head of Asia [...]