2019 Comp and Legal

Philippa Allen, CEO and Founder of ComplianceAsia, has over 30 years of extensive business and regulation experience in Asia. Prior to co-founding ComplianceAsia, Philippa was the Head of [...]

Mark has been responsible for ICG Compliance for Asia Pac since November 2015.  Prior to moving to Hong Kong, Mark spent 3 years in Japan as the Chief Compliance Officer of both Citigroup Global [...]

Helena Tang is the Head of Risk Proposition Sales for North Asia at Refinitiv. She is responsible for driving Refinitiv’s risk business in North Asia, including identifying and generating [...]

James has served VERMEG over many years and is now Head of Regulatory Reporting Strategy. He follows evolving regulatory demands and the impact of these on clients and markets and is an industry [...]

ZHOU Jiaxing is the Joint Company Secretary and a Participating Managing Director of China International Capital Corporation (“CICC”). He is the Head of Legal of China International Capital [...]

Winnie Pun, CA, Managing Director, is Head of Public Policy for Asia Pacific and a member of the Asia Pacific Executive Committee of BlackRock. From 2005 to 2016 she was BlackRock’s Head of Asia [...]

Tara Joseph has been president of AmCham Hong Kong since February 2017. She is charged with overall responsibility for leadership and operations of one of the most influential NGO business [...]

Shaun Roache is the Chief Asia-Pacific Economist at S&P Global Ratings. Based in Singapore, he leads the economic research agenda and serves as the primary spokesperson on macro-economic [...]

Established in May 1999, Mizuho Securities Asia Limited began as a securities firm specializing in Japanese equity sales & trading. Since our inception, we have expanded our business into a [...]

Peter Siembab is a Managing Director and Associate General Counsel at Bank of America leading the investment banking legal team for the Asia Pacific Region advising on regulatory developments and [...]

Ambassador Carmen Cano began her term as the Head of the European Union Office to Hong Kong and Macao on 1 September 2016. She joined the European External Action Service as Deputy Head of the [...]

Douglas W. Arner is the Kerry Holdings Professor in Law at the University of Hong Kong and one of the world’s leading experts on financial regulation, particularly the intersection between law, [...]