2019 Comp and Legal

As the Culture and Conduct Lead for Asia Pacific, Samantha is responsible for driving J.P. Morgan’s critical Culture and Conduct agenda and embedding the firm’s ‘How We Do Business’ principles [...]

Annabella is a specialist in financial regulations in Hong Kong and China as well as an experienced practitioner of mergers and acquisitions in the financial sector. She advises financial [...]

Ms. Lu has extensive experience in securities investment funds (the “Fund”) and other types of asset management business. She has provided ongoing legal services for nearly 60 domestic and [...]

Mark Austen is the Chief Executive Officer of the Asia Securities Industry & Financial Markets Association (ASIFMA).  Since joining ASIFMA in 2012, he has led the expansion of the association [...]

Mr Thomas Atkinson is an Executive Director with responsibility for the Enforcement Division. That Division is responsible for the surveillance of the securities and futures markets to identify [...]

Sharon is the Executive Director of Markets Enforcement.  In this role she is responsible for ASIC Markets Enforcement team, which is a national team that is responsible for all markets related [...]

Prashant has 13+ years experience working with a range of global financial services institutions. His role at BNP Paribas involves working in the Global Markets Front Office to understand, [...]

Kriti Trehan leads the technology laws & policy advisory practice at the Law Offices of Panag & Babu, and is based in the firm’s New Delhi office. She works across a wide range of issues [...]

Hannah advises the world’s leading financial institutions on a wide variety of financial regulatory matters, covering both contentious and non-contentious work. She advises clients from a [...]

Eileen has over 20 years’ experience in financial services, the last 14 with AllianceBernstein where she joined the Sydney office eventually moving to Hong Kong in 2010. Eileen is responsible for [...]

Cowina joined T. Rowe Price Hong Kong Limited in 2017 as the Head of Anti-Money Laundering and Anti-Bribery & Corruption Asia Pacific leading the anti-money laundering, anti-bribery & [...]

Mr Raymond Wong is a Director in the Intermediaries Supervision Department of the Intermediaries Division of the Hong Kong Securities and Futures Commission. He has extensive experience in both [...]