2019 Comp and Legal

Elaine Yu joined Eastspring Investments in October 2016 as Head of Compliance, HK & China. Elaine has over 14 years and legal and compliance experience in the asset management industry. [...]

Jeremy is a Partner of Deacons in Hong Kong and Head of the Firm’s Financial Services Practice Group. He qualified as a solicitor in England and Wales in 1991 and was admitted as a solicitor in [...]

Kris Daswani is Global Head, Legal for Transaction Banking at Standard Chartered and a member of the Clients & Products Legal Management Team. She is responsible for the legal affairs for [...]

Mr Steve Poon is an Associate Director in the Intermediaries Supervision Department of the Intermediaries Division of the Hong Kong Securities and Futures Commission. He is primarily responsible [...]

As the chief compliance officer for Asia Pacific at Wellington Management, Karen is responsible for developing and managing the APAC compliance programs and team. Prior to joining Wellington [...]

Garbo Cheung is a Managing Director and Head of Market Surveillance and Monitoring for Hong Kong Exchanges and Clearing Limited, where she oversees the rule enforcement, participant surveillance [...]

Ms. Ge is a legal expert on asset management and financial services.  She has extensive experience in advising international asset managers, financial institutions, central banks, sovereign funds [...]

Lydia Li is heading Fidelity International’s Legal and Compliance functions in China. She played an incremental role in supporting FIL International achieving the first WFOE Private Fund Manager [...]

Arthur Qian is Head of Compliance for Aberdeen Standard Investments’ China operations, having joined the business in October 2016. Arthur was formerly responsible for various compliance [...]

Beng Hwa Tan is the Director and Head of the Market Conduct Investigations Division I, within the Enforcement Department at the Monetary Authority of Singapore (MAS). The Division investigates [...]

Julie Wan is a Managing Director, APAC Markets Controls and Regulatory Chief Operating Officer at Credit Suisse. She is based in Hong Kong. Before assuming her current role, Ms. Wan held a dual [...]